MiFID II - Markets in Financial Instruments Directive
The new Austrian Securities Supervision Act (Wertpapieraufsichtsgesetz - WAG) 2018 bears significant changes for banks in their overall securities business operation.
The EU-Directive on Markets in Financial Instruments - short: MiFID - aims at harmonising the regulations for trading securities within the European Union. How does this affect you and us as your private banking partner?
You can find a summary of the most significant changes in the PDF-brochure "MiFID - Markets in Financial Instruments Directive". The "Guideline for the implementation policy for securities orders - Best Execution Policy" informs you about the principles in executing customers orders.
MiFID II - Markets in Financial Instruments Directive
Guidelines for the handling of conflicts of interest and benefits
Execution policy of Schoellerbank AG
List of execution venues
Information on bank resolution under the Austrian Act on Bank Recovery and Resolution
TOP 5 TRADING PLACE REPORTING AND EXECUTION QUALITY 2023
Released February 27, 2024
Investment firms executing client orders must once a year, by the end of April at the latest, summarize and publish for each class of financial instruments the five most important trading venues, based on trading volume, on which they executed client orders in the previous year and information on the execution quality achieved.
Professional clients
Professional clients counterparty trading venue
Professional clients counterparty
Professional clients trading place
Private customers (retail investors)
Private customer (retail investor) counterparty trading venue
Private customer (retail investor) Counterparty
Private customer (retail investor) trading place
Information on Execution Quality 2023
Information on Execution Quality 2023
TOP 5 TRADING PLACE REPORTING AND EXECUTION QUALITY 2022
Released April 28, 2023
Investment firms executing client orders must once a year, by the end of April at the latest, summarize and publish for each class of financial instruments the five most important trading venues, based on trading volume, on which they executed client orders in the previous year and information on the execution quality achieved.
Professional clients
Professional clients counterparty trading venue
Professional clients counterparty
Professional clients trading place
Private customers (retail investors)
Private customer (retail investor) counterparty trading venue
Private customer (retail investor) Counterparty
Private customer (retail investor) trading place
Information on Execution Quality
Information on Execution Quality 2022